Shan R. Kumar
Professional summary
Shan Rai Kumar, who also goes by Gulshan Rai Kumar, Shan Kumar, is a registered financial advisor currently at PI SQUARE CAPITAL, LLC located in Kirkland, Washington.
Shan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Shan has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shan Rai Kumar's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 15, 2010 - Present
PI SQUARE CAPITAL, LLC
June 6, 2008 - April 7, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
June 6, 2008 - April 7, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
December 13, 2007 - June 10, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 5, 2003 - June 10, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 29, 2001 - May 5, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/15/2010)
Exams
Current Firm
PI SQUARE CAPITAL, LLC
CRD#: 153310 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 2,297,026 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
