Barrigan W. Nelson

CAPITAL FINANCIAL PLANNERS

Salem, OR 97302

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CRD#: 4385285

Professional summary

Barrigan William Nelson, CFP® is a registered financial advisor currently at CAPITAL FINANCIAL PLANNERS located in Salem, Oregon.

Barrigan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Barrigan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SALEM ROTARY FOUNDATION - NOT INVESTMENT RELATED - PO 3981 SALEM, OR 97302 - OFFICER/DIRECTOR - NON PROFIT ORG. - 30 HR/MO - 12 HR/MO DURING TRADING - 07/2017 2) WILLAMETTE UNIVERSITY - NOT INVESTMENT RELATED - 900 STATE STREET, SALEM, OR 97301 - ALUMNI ASSOCIATION - DIRECTOR - 2/1/2016 - 2 HRS/MO, 1 HR/MO DURING TRADING 3) ST PAUL'S EPISCOPAL CHURCH - NOT INVESTMENT RELATED - 1444 LIBERTY ST SE, SALEM, OR 97302 - CHURCH - SECTION LEADER - 1996 - 16 HRS/MO, 0 HRS/MO DURING TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barrigan William Nelson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

September 15, 2020 - Present

CAPITAL FINANCIAL PLANNERS

Office #1: 1640 Liberty St Se, Salem, OR 97302

RIA

CRD#: 310168

Salem, OR

Past

August 5, 2003 - October 30, 2020

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

SALEM, OR

Past

April 20, 2001 - October 30, 2020

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

SALEM, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL FINANCIAL PLANNERS

CAPITAL FINANCIAL PLANNERS | CAPITAL FINANCIAL PLANNERS, LLC

CRD#: 310168 / SEC#: 801-119386

RIA

Registered Investment Advisory firm - (9/2/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(9/30/2020)

IAR

Texas
(9/15/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/29/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/18/2001

General Securities Representative Examination

Current Firm

CAPITAL FINANCIAL PLANNERS

CAPITAL FINANCIAL PLANNERS | CAPITAL FINANCIAL PLANNERS, LLC

CRD#: 310168 / SEC#: 801-119386

RIA

Registered Investment Advisory firm - (9/2/2020 Approved)

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Contact information

Main Address

1640 Liberty St Se, Salem, OR 97302

Mailing Address

Phone number

(503) 585-1067

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CFP - FORM ADV PART 2A (6/18/2025)

Regulatory assets under management

Total Number of Accounts	569
AUM (Assets Under Management)	$ 243,693,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Barrigan W. Nelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barrigan William Nelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL FINANCIAL PLANNERS

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CAPITAL FINANCIAL PLANNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 6/29/2001

SIE

Date: 10/1/2018

Series 7

Date: 4/18/2001

Current Firm

CAPITAL FINANCIAL PLANNERS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL FINANCIAL PLANNERS

TRUST BUT VERIFY

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