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Maurice J. Chelliah

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CRD#: 4385058
MC

Professional summary

Maurice Joseph Chelliah was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Maurice is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Maurice had worked at 4 firms, which includes EVOLVE SECURITIES INC., FIRST MIDWEST SECURITIES INC., WORLD GROUP SECURITIES INC., WMA SECURITIES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Butch Chelliah

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 30, 2010 - July 7, 2010

EVOLVE SECURITIES, INC.

BD
CRD#: 127474
ANAHEIM HILLS, CA
Past

February 6, 2009 - December 18, 2009

FIRST MIDWEST SECURITIES, INC.

BD
CRD#: 21786
ANAHEIM, CA
Past

April 12, 2002 - January 14, 2009

WORLD GROUP SECURITIES, INC.

BD
CRD#: 114473
ORANGE, CA
Past

June 19, 2001 - April 12, 2002

WMA SECURITIES, INC.

BD
CRD#: 32625
DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/18/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 6/18/2001
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 3/14/2002
Investment Company Products/Variable Contracts Principal Examination

Current Firm

ES
EVOLVE SECURITIES, INC.
360 FINANCIAL PLANNING | THE LIEN RESOLUTION GROUP | SPROUSE FINANCIAL GROUP | SOLIDARITY INVESTMENTS, INC. | SODA CREEK FINANCIAL ADVISORS | SHADE TREE PARTNERS | SECURITY FINANCIAL SERVICES | PROVIDENT ADVISORS | PLANTIFF SOLUTIONS | PEYTON FINANCIAL GROUP, INC. | PATHWAYS FINANCIAL PARTNERS, INC. | MOMUMENT FINANCIAL SERVICES | MILLENIUM SETTLEMENTS | MAYBERRY PARTNERS | LONGVIEW FINANCIAL PARTNERS, LLC | JOLLIFFE CAPITAL, INC. | JAMES STREET GROUP | INNOVATIVE FINANCIAL PARTNERS LLC | GREAT AMERICAN SENIOR BENEFIT | EVOLVE SECURITIES, INC. | EVEREST FINANCIAL & SETTLEMENT CONSULTING | EPS SETTLEMENTS | ELITE FINANCIAL SERVICES | COX & KOR WEALTH MANAGEMENT | CONCIERGE LEGACY ADVISORS | CERES FINANCIAL GROUP | AMZ FINANCIAL INSURANCE SERVICES

CRD#: 127474 / SEC#: , 8-66004

BD
Terminated by SEC on 03/15/2011
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 02/04/2004
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
EVOLVE FINANCIAL GROUP, INC.SOLE SHAREHOLDER
CHRISTIANS, AMANDA MICHELECHIEF COMPLIANCE OFFICER - IA ONLY3021175
COOK, ANDREW BERNARDSVP/COMPLIANCE OFFICER -STRUCTURED SETTLEMENTS2712307
KOCZERA, LYNN COLTONFINOP1065105
SHADE, KENNETH EUGENECHIEF COMPLIANCE OFFICER, SROP - BD ONLY, OPERATIONS COMPLIANCE, CROP3259826

Disclosures

Regulatory Event1
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

EVOLVE SECURITIES, INC.

CRD#: 127474

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