AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CH

Christopher L. Horoky

HOWARD BAILEY SECURITIES
Mishawaka, IN 46545
Some features on this profile are disabled
CRD#: 4384923
CH

Professional summary

Christopher Louis Horoky, who also goes by Chris Horoky, Christopher L Horoky, is a registered financial advisor currently at HOWARD BAILEY SECURITIES, LLC located in Mishawaka, Indiana.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Christopher has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Chris Horoky | Christopher L Horoky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Louis Horoky's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 6, 2019 - Present

HOWARD BAILEY SECURITIES, LLC

Office #1: 1736 E Day Road Ste 300, Mishawaka, IN 46545
RIA
CRD#: 282712
Mishawaka, IN
Past

February 22, 2018 - February 19, 2019

HOWARD BAILEY SECURITIES, LLC

RIA
CRD#: 282712
FORT WAYNE, IN
Past

October 7, 2016 - February 13, 2018

EDWARD JONES

RIA
CRD#: 250
SOUTH BEND, IN
Past

June 21, 2016 - February 13, 2018

EDWARD JONES

BD
CRD#: 250
SOUTH BEND, IN
Past

January 13, 2006 - June 14, 2016

STATE FARM VP MANAGEMENT CORP.

BD
CRD#: 43036
MISHAWAKA, IN
Past

May 15, 2001 - November 22, 2005

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HB
HOWARD BAILEY SECURITIES, LLC
HOWARD BAILEY FINANCIAL, INC. | HOWARD BAILEY SECURITIES, LLC

CRD#: 282712 / SEC#: 801-114636

RIA
Registered Investment Advisory firm - (1/30/2019 Approved)
Arizona
Registered Investment Advisory firm - (2/15/2019 Terminated)
Florida
Registered Investment Advisory firm - (2/15/2019 Terminated)
Indiana
Registered Investment Advisory firm - (2/18/2019 Terminated)
Michigan
Registered Investment Advisory firm - (2/19/2019 Terminated)
North Carolina
Registered Investment Advisory firm - (2/6/2017 Terminated)
Ohio
Registered Investment Advisory firm - (2/20/2019 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(3/6/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/12/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/18/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/13/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/22/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/14/2001
Investment Company Products/Variable Contracts Representative Examination

Current Firm

HB
HOWARD BAILEY SECURITIES, LLC
HOWARD BAILEY FINANCIAL, INC. | HOWARD BAILEY SECURITIES, LLC

CRD#: 282712 / SEC#: 801-114636

RIA
Registered Investment Advisory firm - (1/30/2019 Approved)
Arizona
Registered Investment Advisory firm - (2/15/2019 Terminated)
Florida
Registered Investment Advisory firm - (2/15/2019 Terminated)
Indiana
Registered Investment Advisory firm - (2/18/2019 Terminated)
Michigan
Registered Investment Advisory firm - (2/19/2019 Terminated)
North Carolina
Registered Investment Advisory firm - (2/6/2017 Terminated)
Ohio
Registered Investment Advisory firm - (2/20/2019 Terminated)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
5916 Covington Rd, Fort Wayne, IN 46804
Mailing Address
Phone number
(260) 482-9559
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HOWARD BAILEY SECURITIES, LLC ADV PART 2A (11/7/2025)

Regulatory assets under management

Total Number of Accounts3,793
AUM (Assets Under Management)$ 484,882,228

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HOWARD BAILEY SECURITIES, LLC

CRD#: 282712Mishawaka, IN 46545

TRUST BUT VERIFY

Monitor Christopher Horoky

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Jacob Aaron Kersey
Jacob KerseyAdvisorCheck Check Mark
CHOREO, LLC
IAR
Mishawaka, IN
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.