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CH

Christopher L. Horoky

ELKHART, IN
Some features on this profile are disabled
CRD#: 4384923
CH
Christopher Louis Horoky

Professional summary

Christopher Louis Horoky, who also goes by Chris Horoky, Christopher L Horoky, was a registered financial advisor .

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Christopher had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

Chris Horoky | Christopher L Horoky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 24, 2026 - Present

ELKHART, IN
Past

March 6, 2019 - June 29, 2026

HOWARD BAILEY SECURITIES, LLC

RIA
CRD#: 282712
Mishawaka, IN
Past

February 22, 2018 - February 19, 2019

HOWARD BAILEY SECURITIES, LLC

RIA
CRD#: 282712
FORT WAYNE, IN
Past

October 7, 2016 - February 13, 2018

EDWARD JONES

RIA
CRD#: 250
SOUTH BEND, IN
Past

June 21, 2016 - February 13, 2018

EDWARD JONES

BD
CRD#: 250
SOUTH BEND, IN
Past

January 13, 2006 - June 14, 2016

STATE FARM VP MANAGEMENT CORP.

BD
CRD#: 43036
MISHAWAKA, IN
Past

May 15, 2001 - November 22, 2005

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(7/2/2026)
IAR
Michigan
(7/9/2026)
IAR
Texas
(6/24/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/12/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/18/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/13/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/22/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/14/2001
Investment Company Products/Variable Contracts Representative Examination

Current firm

No current employment

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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