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Shakeeb H. Syed
TRANSAMERICA FINANCIAL ADVISORS
Canton, MA 02021
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CRD#: 4384815
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Professional summary
Shakeeb H Syed, who also goes by Shak Syed, Shakeeb Syed, Zack Syed, Zak Syed, Shakeeb H Syed, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Canton, Massachusetts.
Shakeeb is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Shakeeb has worked at 8 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 7, Series 6 and Series 31 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shak Syed | Shakeeb Syed | Zack Syed | Zak Syed | Shakeeb H Syed
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc LIBERTY TAX/Investment Related - No/671 N Main St. Providence RI 02904/tax preparation/tax preparer/08.2011/30/6/personal and business tax return prep HELPING HANDS COMMUNITY PARTNERS/Investment Related - No/421 Elmwood Ave providence RI 02907/outside mortgage originator/outside originator/12.2018/5/0/mortgage loan originator GANG LI ALLSTATE PROPERTY AND CASUALTY/Investment Related - No/2000 common wealth ave ste 205 auburndale ma 02466/independent property amp; casualty agent/independent agent/06.2022/5/0/property and casualty insurance agent
CRS (Client Relationship Summary) - RIA
Click below to view Shakeeb H Syed's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Shakeeb H Syed's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 2, 2023 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 45 Dan Road Suite 10, Canton, MA 02021RIA
BD
CRD#: 16164
Canton, MA
Current
February 2, 2023 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 45 Dan Road Suite 10, Canton, MA 02021RIA
BD
CRD#: 16164
Canton, MA
Past
September 17, 2021 - September 1, 2022
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
North Kingstown, RI
Past
September 17, 2021 - September 1, 2022
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
North Kingstown, RI
Past
April 23, 2018 - September 3, 2021
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Providence, RI
Past
April 18, 2018 - September 3, 2021
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Providence, RI
Past
October 14, 2016 - January 12, 2018
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
WOONSOCKET, RI
Past
January 5, 2015 - January 12, 2018
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
WOONSOCKET, RI
Past
April 11, 2003 - November 19, 2003
QUEST CAPITAL STRATEGIES, INC.
BD
CRD#: 16783
LAGUNA HILLS, CA
Past
January 14, 2002 - September 30, 2002
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
PROVIDENCE, RI
Past
June 18, 2001 - September 30, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(2/2/2023)
IAR
Massachusetts(2/7/2023)
RR
Rhode Island(2/2/2023)
IAR
Rhode Island(2/2/2023)
RR
Texas(2/2/2023)
IAR
Texas(2/6/2023)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164Canton, MA 02021TRUST BUT VERIFY
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