Anthony R. Vaccaro

PRENTICE WEALTH MANAGEMENT LLC

Rochester, NY 14625

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CRD#: 4384776

Professional summary

Anthony R Vaccaro is a registered financial advisor currently at PRENTICE WEALTH MANAGEMENT LLC located in Rochester, New York and LPL FINANCIAL LLC located in Rochester, New York.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Anthony has worked at 6 firms and has passed the Series 66, Series 65, SIE, Series 7, Series 31 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- 10/10/2025 - Prentice Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/17/2017 - 225 hours per month/ 143 hours during trading. 2) 10/15/2025 - Prentice Wealth Management, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:04/17/2017 - 225 Hrs/Mth - 143 Hrs During Trading.I provide investment advisory services through PRENTICE WEALTH MANAGEMENT LLC, an independent investment advisor firm. I started this business activity in 5/2025. I expect to spend approximately 225 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony R Vaccaro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2021 - Present

PRENTICE WEALTH MANAGEMENT LLC

Office #1: 1150 Penfield Rd., Rochester, NY 14625

RIA

CRD#: 160052

Rochester, NY

Current

July 10, 2025 - Present

LPL FINANCIAL LLC

Office #1: 1150 Penfield Road, Rochester, NY 14625

RIA

CRD#: 6413

ROCHESTER, NY

Past

January 5, 2021 - December 31, 2021

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

ROCHESTER, NY

Past

June 15, 2017 - December 31, 2020

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

ROCHESTER, NY

Past

May 19, 2017 - July 10, 2025

CADARET, GRANT & CO., INC.

CRD#: 10641

ROCHESTER, NY

Past

September 23, 2005 - February 6, 2013

SCOTTRADE, INC.

CRD#: 8206

ROCHESTER, NY

Past

February 15, 2005 - September 14, 2005

BRIGHTON SECURITIES CORP.

CRD#: 3875

ROCHESTER, NY

Past

July 3, 2001 - October 12, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRENTICE WEALTH MANAGEMENT LLC

KNIGHTBRIDGE CAPITAL | WERTH WEALTH PLANNING, LLC | PRENTICE WEALTH MANAGEMENT LLC

CRD#: 160052 / SEC#: 801-76490

RIA

Registered Investment Advisory firm - (4/24/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/10/2025)

IAR

New York
(4/30/2021)

New York
(7/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/2/2017

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/21/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/2017

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 7/30/2001

Futures Managed Funds Examination

Principal/Supervisory Exam

Series 24

Date: 9/11/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PRENTICE WEALTH MANAGEMENT LLC

KNIGHTBRIDGE CAPITAL | WERTH WEALTH PLANNING, LLC | PRENTICE WEALTH MANAGEMENT LLC

CRD#: 160052 / SEC#: 801-76490

RIA

Registered Investment Advisory firm - (4/24/2012 Approved)

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Contact information

Main Address

1150 Penfield Rd., Rochester, NY 14625

Mailing Address

Phone number

(585) 218-0001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM BROCHURE (7/10/2025)

Regulatory assets under management

Total Number of Accounts	1,853
AUM (Assets Under Management)	$ 467,163,139

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Anthony R. Vaccaro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony R Vaccaro's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

SCOTTRADE, INC.

BRIGHTON SECURITIES CORP.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

PRENTICE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/2/2017

Series 65

Date: 2/21/2013

SIE

Date: 10/1/2018

Series 7

Date: 5/19/2017

Series 31

Date: 7/30/2001

Series 24

Date: 9/11/2009

FINRA

Current Firm

PRENTICE WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRENTICE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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