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WT

William V. Thompson

NFC INVESTMENTS
Memphis, TN 38117
Some features on this profile are disabled
CRD#: 4384681
WT

Professional summary


William Van Thompson III, who also goes by William Van Thompson, is a registered financial advisor currently at NFC INVESTMENTS, LLC located in Memphis, Tennessee.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. William has worked at 2 firms .

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


William Van Thompson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view William Van Thompson III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 12, 2006 - Present

NFC INVESTMENTS, LLC

Office #1: 700 Colonial Road Suite 101, Memphis, TN 38117
RIA
CRD#: 132844
Memphis, TN
Past

June 26, 2000 - January 10, 2006

NEWSOUTH CAPITAL MANAGEMENT INC

RIA
CRD#: 110676
MEMPHIS, TN

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NI
NFC INVESTMENTS, LLC
CKS ADVISORS, LLC | NFC INVESTMENTS, LLC

CRD#: 132844 / SEC#: 801-63560

RIA
Registered Investment Advisory firm - (10/7/2004 Approved)
New Jersey
Registered Investment Advisory firm - (1/26/2010 Cancelled)
New York
Registered Investment Advisory firm - (2/3/2009 Cancelled)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(11/14/2006)
IAR
Louisiana
(1/17/2006)
IAR
Tennessee
(1/12/2006)

Exams


Current Firm


NI
NFC INVESTMENTS, LLC
CKS ADVISORS, LLC | NFC INVESTMENTS, LLC

CRD#: 132844 / SEC#: 801-63560

RIA
Registered Investment Advisory firm - (10/7/2004 Approved)
New Jersey
Registered Investment Advisory firm - (1/26/2010 Cancelled)
New York
Registered Investment Advisory firm - (2/3/2009 Cancelled)
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Contact information


Main Address
700 Colonial Road Suite 101, Memphis, TN 38117
Mailing Address
Phone number
(901) 767-5576
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (13 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NFC INVESTMENTS FORM ADV PART 2 (1/9/2025)

Regulatory assets under management


Total Number of Accounts153
AUM (Assets Under Management)$ 2,035,919,876

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NFC INVESTMENTS, LLC

CRD#: 132844Memphis, TN 38117

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