TR
Timothy W. Reick
HRC FUND ASSOCIATES
New York, NY 10005
Some features on this profile are disabled
CRD#: 4384534
TR
Professional summary
Timothy William Reick is a registered financial professional currently at HRC FUND ASSOCIATES, LLC located in New York, New York.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2002. Timothy has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Timothy William Reick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 2007 - Present
HRC FUND ASSOCIATES, LLC
Office #1: 88 Pine Street 31st Floor, Suite 3101, New York, NY 10005BD
CRD#: 142846
New York, NY
Past
January 22, 2004 - November 17, 2004
PCS SECURITIES, INC.
BD
CRD#: 47588
NEW YORK, NY
Past
March 27, 2002 - April 28, 2003
ENDATUM SECURITIES, INC.
BD
CRD#: 23734
SAN DIEGO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/17/2009)
RR
Arizona(6/5/2007)
RR
Arkansas(6/8/2015)
RR
California(6/1/2007)
RR
Colorado(6/14/2007)
RR
Connecticut(9/19/2007)
RR
Delaware(6/14/2007)
RR
District of Columbia(6/11/2007)
RR
Florida(6/4/2007)
RR
Georgia(6/13/2007)
RR
Idaho(2/5/2009)
RR
Illinois(6/1/2007)
RR
Iowa(10/22/2009)
RR
Kentucky(6/1/2015)
RR
Louisiana(2/17/2009)
RR
Maine(6/28/2007)
RR
Maryland(6/27/2007)
RR
Massachusetts(6/18/2007)
RR
Michigan(6/20/2007)
RR
Minnesota(2/5/2009)
RR
Missouri(3/10/2009)
RR
Nebraska(2/18/2009)
RR
Nevada(6/11/2007)
RR
New Hampshire(7/8/2015)
RR
New Jersey(6/7/2007)
RR
New Mexico(6/30/2015)
RR
New York(2/7/2008)
RR
North Carolina(6/12/2007)
RR
North Dakota(6/9/2015)
RR
Ohio(6/8/2007)
RR
Oklahoma(2/17/2009)
RR
Oregon(2/5/2010)
RR
Pennsylvania(6/4/2007)
RR
Rhode Island(6/20/2007)
RR
South Carolina(3/11/2009)
RR
Texas(9/12/2007)
RR
Utah(2/5/2009)
RR
Vermont(6/18/2015)
RR
Virginia(6/12/2007)
RR
Washington(2/5/2009)
RR
West Virginia(6/8/2015)
RR
Wisconsin(2/11/2009)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HF
HRC FUND ASSOCIATES, LLC
D/B/A TIVIRA PARTNERS | MMB SECURITIES LLC | LIBERTY STREET SECURITIES LLC | HRC FUND ASSOCIATES, LLC
CRD#: 142846 / SEC#: , 8-67496
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
88 Pine Street 31st Floor, Suite 3101, New York, NY 10005
Mailing Address
88 Pine Street 31st Floor, Suite 3101, New York, NY 10005
Phone number
(212) 240-9726
Established
Delaware since 06/23/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (42 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, SCOTT DAVID | MEMBER; FINOP, CFO | 1912249 |
| FONTANA, VICTOR J JR. | CONTROLLER | 6054744 |
| FONTANA, VICTOR JOSEPH | MEMBER, PRESIDENT, COO | 1240936 |
| HILL, RAYMOND ALEXANDER III | MEMBER | 1950094 |
| REICK, TIMOTHY WILLIAM | CEO, MEMBER | 4384534 |
| THE DANIELS GST TRUST | MEMBER | |
| THE FONTANA GST TRUST | MEMBER | |
| THE RAYMOND HILL GST TRUST | MEMBER | |
| DANIELS, SCOTT DAVID | TRUSTEE - THE FONTANA GST TRUST | 1912249 |
| DANIELS, SCOTT DAVID | TRUSTEE - THE RAYMOND HILL GST TRUST | 1912249 |
| DANIELS, TERI ANN | TRUSTEE - THE DANIELS GST TRUST | 6154120 |
| FONTANA, CHRISTINE LYNN | TRUSTEE - THE FONTANA GST TRUST | 6153900 |
| FONTANA, VICTOR JOSEPH | TRUSTEE - THE DANIELS GST TRUST | 1240936 |
| NOWACK, ANDREW PETER | CCO, GENERAL COUNSEL | 2488500 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
