Erik K. Rostvold
Professional summary
Erik Kjell Rostvold, who also goes by Erik Sjell Rostvold, is a registered financial professional currently at STRATCAP SECURITIES, LLC located in New York, New York.
Erik is registered as a RR (Registered Representative) and started their career in finance in 2001. Erik has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erik Kjell Rostvold's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2012 - Present
STRATCAP SECURITIES, LLC
Office #1: 30 Rockefeller Plaza, Suite 2050, New York, NY 10112Office #2: 30 Rockefeller Plaza, Suite 2050, New York, NY 10112October 27, 2010 - October 11, 2012
CCO CAPITAL, LLC
January 27, 2006 - October 28, 2010
KBS CAPITAL MARKETS GROUP LLC
December 11, 2004 - May 9, 2005
METLIFE INVESTORS DISTRIBUTION COMPANY
February 5, 2002 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
August 3, 2001 - January 10, 2002
PACIFIC SELECT DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/16/2012)
Exams
FINRA
Current Firm
STRATCAP SECURITIES, LLC
CRD#: 151152 / SEC#: , 8-68338
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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