Mark Nassiff

SOUTHCOAST ADVISORY GROUP,

Fall River, MA 02720

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CRD#: 4384231

Professional summary

Mark Nassiff JR is a registered financial advisor currently at SOUTHCOAST ADVISORY GROUP, INC located in Fall River, Massachusetts.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Mark has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OLIVEIRA ASSOCIATES REAL ESTATE. AGENT, REAL ESTATE SALES. INSURANCE SALES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Nassiff JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2012 - Present

SOUTHCOAST ADVISORY GROUP, INC

Office #1: 1320 North Main Street, Fall River, MA 02720

RIA

CRD#: 161543

Fall River, MA

Past

May 22, 2001 - June 6, 2007

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

FLORENCE, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/13/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/3/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/29/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/21/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SOUTHCOAST ADVISORY GROUP, INC

SOUTHCOAST ADVISORY GROUP, INC | SOUTHCOAST FINANCIAL & RETIREMENT

CRD#: 161543 / SEC#:

Massachusetts

Registered Investment Advisory firm - (3/13/2012 Approved)

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Contact information

Main Address

1320 North Main Street, Fall River, MA 02720

Mailing Address

Po Box 9657, Fall River, MA 02720

Phone number

(508) 646-2780

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark Nassiff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Nassiff JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUTHCOAST ADVISORY GROUP, INC

EMPOWER FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/3/2010

Series 63

Date: 6/29/2001

Series 6

Date: 5/21/2001

Current Firm

SOUTHCOAST ADVISORY GROUP, INC

Contact information

Documents

Red Flags

Company Information

SOUTHCOAST ADVISORY GROUP, INC

TRUST BUT VERIFY

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