Jason L. Berkhalter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Lamar Berkhalter, who also goes by Jason L. Berkhalter, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2011. Jason had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2015 - September 9, 2015
FINANCIAL ENGINES ADVISOR CENTER, LLC
September 16, 2014 - August 13, 2015
THE MUTUAL FUND STORE
August 25, 2011 - September 15, 2014
WELLS FARGO CLEARING SERVICES, LLC
August 9, 2011 - September 15, 2014
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINANCIAL ENGINES ADVISOR CENTER, LLC
CRD#: 109238 / SEC#: 801-57511
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
