Bret A. Elliott
Professional summary
Bret Allen Elliott, CFP®, who also goes by Bret Allen Elliott, is a registered financial advisor currently at ELLIOTT FINANCIAL, LLC located in Pacific Grove, California.
Bret is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Bret has worked at 2 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bret Allen Elliott's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2001
Experience
October 25, 2002 - Present
ELLIOTT FINANCIAL, LLC
May 7, 2001 - December 14, 2001
VALMARK SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/9/2020)
(10/25/2002)
(2/7/2023)
Exams
Current Firm
ELLIOTT FINANCIAL, LLC
CRD#: 122072 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 124 |
| AUM (Assets Under Management) | $ 17,673,157 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
