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DF

David L. Foulk

Some features on this profile are disabled
CRD#: 4383955
DF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Lynn Foulk was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 2001. David had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 29, 2020 - January 14, 2026

CORE ADVISORY GROUP

RIA
CRD#: 306661
Charlotte, NC
Past

July 1, 2010 - October 29, 2020

LPL FINANCIAL LLC

RIA
CRD#: 6413
CHARLOTTE, NC
Past

July 1, 2010 - December 17, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
CHARLOTTE, NC
Past

May 1, 2001 - July 6, 2010

EQUITY SERVICES, INC.

RIA
CRD#: 265
CHARLOTTE, NC
Past

April 16, 2001 - July 6, 2010

EQUITY SERVICES, INC.

BD
CRD#: 265
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CORE ADVISORY GROUP
BROOKHAVEN WEALTH MANAGEMENT | STROSSER WEALTH MANAGEMENT | KING WEALTH PARTNERS | FAIRVIEW WEALTH ADVISORS | FAIRVIEW STRATEGIC PLANNING | CORE COMPLIANCE GROUP, LLC | CORE ADVISORY GROUP

CRD#: 306661 / SEC#: 801-122934

RIA
Registered Investment Advisory firm - (1/4/2022 Approved)
North Carolina
Registered Investment Advisory firm - (2/24/2022 Terminated)
South Carolina
Registered Investment Advisory firm - (2/23/2022 Terminated)
Texas
Registered Investment Advisory firm - (2/23/2022 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 4/24/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/17/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 4/12/2001
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CA
CORE ADVISORY GROUP
BROOKHAVEN WEALTH MANAGEMENT | STROSSER WEALTH MANAGEMENT | KING WEALTH PARTNERS | FAIRVIEW WEALTH ADVISORS | FAIRVIEW STRATEGIC PLANNING | CORE COMPLIANCE GROUP, LLC | CORE ADVISORY GROUP

CRD#: 306661 / SEC#: 801-122934

RIA
Registered Investment Advisory firm - (1/4/2022 Approved)
North Carolina
Registered Investment Advisory firm - (2/24/2022 Terminated)
South Carolina
Registered Investment Advisory firm - (2/23/2022 Terminated)
Texas
Registered Investment Advisory firm - (2/23/2022 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
744 Arden Lane Suite 175, Rock Hill, SC 29732
Mailing Address
Phone number
(803) 323-8706
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/2/2026)

Regulatory assets under management

Total Number of Accounts1,819
AUM (Assets Under Management)$ 338,381,991

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CORE ADVISORY GROUP

CRD#: 306661

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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