Deanna L. Rossi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deanna Lori Rossi, who also goes by Deanna Lori Colella, Deanna Lori Marchionda, Deanna Lori Marchionda, was a registered financial professional .
Deanna is a previously registered financial professional and started their career in finance in 2001. Deanna had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2023 - June 27, 2023
FAOC, LLC
January 6, 2012 - January 13, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 6, 2012 - January 13, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 11, 2008 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
April 12, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
April 17, 2001 - April 12, 2002
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FAOC, LLC
CRD#: 318158 / SEC#: 801-129032
Contact information
Red Flags
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