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Deanna Lori Rossi

Deanna Lori Rossi

(330) 233-0920
CRD# 4383796·Registered 2001 - 2023
Previously Registered: Being a previously registered professional could mean that Deanna is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Deanna Lori Rossi, who also goes by Deanna Lori Colella, Deanna Lori Marchionda, Deanna Lori Marchionda, was a registered financial advisor. Deanna was a previously registered financial professional and started their career in finance 2001 - 2023. Deanna had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Deanna Lori Colella, Deanna Lori Marchionda, Deanna Lori Marchionda

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

FAOC, LLC·CRD# 318158
RIA
Youngstown, OH
February 24, 2023 - June 27, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
RIA
Youngstown, OH
January 6, 2012 - January 13, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Youngstown, OH
January 6, 2012 - January 13, 2023
INVESTMENT ADVISORS INTERNATIONAL, INC.·CRD# 139233
RIA
Willoughby Hills, OH
January 11, 2008 - January 6, 2012
WORLD GROUP SECURITIES, INC.·CRD# 114473
BD
Willoughby Hills, OH
April 12, 2002 - January 6, 2012
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
April 17, 2001 - April 12, 2002

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Current Firm

FL
FAOC, LLC

FAOC, LLC | FINANCIAL ADVISOR ON CALL

CRD#: 318158 / SEC#: 801-129032

Contact Information

Main Address

801 West Bay Drive Suite 603, Largo, FL 33770

Phone Number

(629) 333-3262

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. World Financial Group, 26 Market Street, Suite 802A, Youngstown, Ohio 44503, Agent, Investment Related, July 2004 to present, 5 monthly hours during securities trading; 2. Priorities Incorporates, LLC, 47 Central Square, Unit 1201, Youngstown, Ohio 44503, Owner, Investment Related, June 2006 to present, 5 monthly hours during securities trading; 3. Self Employed Author, 47 Central Square, Unit 1201, Youngstown, Ohio 44503, Investment Related, October 2018, to present, 2 monthly hours, 1 hour during securities trading; 4. No Justificuses, 47 Central Square, Unit 1201, Youngstown, Ohio 44503, Agent, Non-Investment Related, 10 monthly hours, 1 hour during securities trading; 5. All for One, Inc., 75 Roswell Street, Alpharetta, Georgia 30009, Board Member, non-Investment Related, March 2022 to present, 2 monthly hours during securities trading; 6. Rossi and Rossi, 26 Market Street, Suite 802, Youngstown, Ohio, Consultant, non-Investment Related, 10 monthly hours, 1 hour during securities trading.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2007About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 2001About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Dec 2001About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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Deanna Lori Rossi
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