Richard A. Ciuba
Professional summary
Richard Anthony Ciuba is a registered financial advisor currently at ARGUS INVESTORS' COUNSEL, INC. located in New York, New York.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Richard has worked at 5 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Anthony Ciuba's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 27, 2020 - Present
ARGUS INVESTORS' COUNSEL, INC.
Office #1: 61 Broadway 2924, New York, NY 10006March 26, 2014 - May 1, 2019
AVANTAX INVESTMENT SERVICES, INC.
April 1, 2013 - February 24, 2014
AVANTAX ADVISORY SERVICES
March 28, 2013 - February 24, 2014
AVANTAX INVESTMENT SERVICES, INC.
February 26, 2013 - February 28, 2013
EDWARD JONES
February 20, 2013 - February 28, 2013
EDWARD JONES
July 9, 2001 - June 28, 2012
CME BD SERVICES, INC.
Primary Firm SEC Registration
ARGUS INVESTORS' COUNSEL, INC.
CRD#: 106981 / SEC#: 801-2423
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/27/2023)
(8/27/2020)
(4/13/2023)
(3/24/2023)
(3/10/2023)
(3/28/2023)
Exams
Current Firm
ARGUS INVESTORS' COUNSEL, INC.
CRD#: 106981 / SEC#: 801-2423
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 286 |
| AUM (Assets Under Management) | $ 164,146,702 |
Red Flags
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