Joseph S. Contorno

T2 ASSET MANAGEMENT

NAPERVILLE, IL 60563

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CRD#: 4383758

Professional summary

Joseph Shane Contorno, who also goes by Joseph Contorno, Jody Contorno, is a registered financial advisor currently at T2 ASSET MANAGEMENT, LLC located in Naperville, Illinois.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Joseph has worked at 7 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph Contorno | Jody Contorno

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The Strategic Coach Rosemont, Il Since 04/2017 Sales Director Coaching and Training not investment related HD Vest Investment Services Irving Texas Brokerage Firm Consultant Since 09/2016 Investment Related 35 hrs per week

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Shane Contorno's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2018 - Present

T2 ASSET MANAGEMENT, LLC

Office #1: 1952 Mcdowell Rd Suite 101, Naperville, IL 60563

RIA

CRD#: 167714

NAPERVILLE, IL

Past

February 14, 2014 - September 19, 2014

LPL FINANCIAL LLC

CRD#: 6413

ELBURN, IL

Past

January 17, 2014 - August 6, 2014

HIGHPOINT PLANNING PARTNERS

RIA

CRD#: 163768

DOWNERS GROVE, IL

Past

June 1, 2010 - December 31, 2015

CONTORNO CAPITAL MANAGEMENT LLC

RIA

CRD#: 154049

ELBURN, IL

Past

May 30, 2007 - April 19, 2010

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

NAPERVILLE, IL

Past

May 30, 2007 - April 19, 2010

CHARLES SCHWAB & CO., INC.

CRD#: 5393

NAPERVILLE, IL

Past

August 12, 2005 - May 14, 2007

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

ST. CHARLES, IL

Past

August 12, 2005 - May 14, 2007

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

ST. CHARLES, IL

Past

March 8, 2002 - August 29, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

LISLE, IL

Past

June 13, 2001 - August 29, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

T2 ASSET MANAGEMENT, LLC

HAMMOND CAPITAL MANAGEMENT, LTD. | TIMOTIC, DRAGAN | T2 ASSET MANAGEMENT, LLC

CRD#: 167714 / SEC#: 801-112202

RIA

Registered Investment Advisory firm - (12/18/2017 Approved)

Florida

Registered Investment Advisory firm - (12/20/2017 Terminated)

Illinois

Registered Investment Advisory firm - (12/18/2017 Terminated)

Indiana

Registered Investment Advisory firm - (1/3/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (12/18/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/27/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/14/2014

General Securities Representative Examination

Current Firm

T2 ASSET MANAGEMENT, LLC

HAMMOND CAPITAL MANAGEMENT, LTD. | TIMOTIC, DRAGAN | T2 ASSET MANAGEMENT, LLC

CRD#: 167714 / SEC#: 801-112202

RIA

Registered Investment Advisory firm - (12/18/2017 Approved)

Florida

Registered Investment Advisory firm - (12/20/2017 Terminated)

Illinois

Registered Investment Advisory firm - (12/18/2017 Terminated)

Indiana

Registered Investment Advisory firm - (1/3/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (12/18/2017 Terminated)

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Contact information

Main Address

1952 Mcdowell Rd Suite 101, Naperville, IL 60563

Mailing Address

Phone number

(888) 354-8499

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

T2 ASSET MANAGEMENT, LLC ADV PART 2A (3/6/2025)

Regulatory assets under management

Total Number of Accounts	830
AUM (Assets Under Management)	$ 165,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph S. Contorno

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Shane Contorno's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

HIGHPOINT PLANNING PARTNERS

CONTORNO CAPITAL MANAGEMENT LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

T2 ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/27/2001

Series 7

Date: 2/14/2014

Current Firm

T2 ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

T2 ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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