DK
Derek D. Kohn
GLOBAL VIEW CAPITAL MANAGEMENT LLC
WAWAUTOSA, WI 53226
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CRD#: 4383467
DK
Professional summary
Derek David Kohn, who also goes by Derek Kohn, is a registered financial advisor currently at GLOBAL VIEW CAPITAL MANAGEMENT LLC located in Wawautosa, Wisconsin.
Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Derek has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Derek Kohn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: NOVEMBER 2010; APPROX. 20 HRS/MONTH; APPROX. 8 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [2] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 05-30-2013; APPROX. 60 ADVISORY HRS/MONTH; APPROX. 15 ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [3] ERGO BANK SINCE 03-06-2018 F/K/A FARMERS STATE BANK; YES-INVESTMENT RELATED; ADDRESS: 86 E. WATER STREET, MARKESAN, WI 53946; NATURE: BANK; POSITION: LOAN OFFICER: STARTED: 07-06-2015; APPROX. 170-180 HRS/MONTH; APPROX. 130 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: COMPLETE LOAN APPLICATIONS FOR CLIENTS AND HELP THEM WITH AUTOMOBILE, PERSONAL, AGRICULTURAL AND BUSINESS LOANS AS WELL AS RESIDENTIAL MORTGAGE LOANS. [4] AMERICAN LEGION POST #395; NOT INVESTMENT RELATED; ADDRESS: 411 SOUTH MAIN STREET, KINGSTON, WI 53939; NATURE: NON-PROFIT MILITARY VETERANS ORGANIZATION; POSITION: TREASURER; STARTED: 06.01.2021; APPROX. ZERO HRS/MONTH DURING TRADING HOURS; APPROX. 5 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: PAY BILLS AND TRACK-MONITOR THE CHECKING AND SAVINGS ACCOUNTS. ALSO, ATTEND MONTHLY MEETINGS, ASSIST WITH COMMUNITY BETTERMENT AND EDUCATION REGARDING DUTIES PERFORMED WHILE IN THE SERVICE. [5] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 03.17.2023; APPROX. 3 HRS/MONTH DURING TRADING HOURS; APPROX. 2 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE INSURANCE CLIENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Derek David Kohn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2014 - Present
GLOBAL VIEW CAPITAL MANAGEMENT LLC
Office #1: 933 North Mayfair Road Suite 301, Wawautosa, WI 53226RIA
CRD#: 158292
WAWAUTOSA, WI
Past
January 2, 2014 - April 30, 2015
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
WAUKESHA, WI
Past
January 18, 2012 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
WAUKESHA, WI
Past
November 17, 2010 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
WAUKESHA, WI
Past
April 12, 2002 - November 10, 2010
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DULUTH, GA
Past
January 28, 2002 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(4/10/2025)
IAR
Texas(3/27/2024)
IAR
Wisconsin(1/2/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188
Mailing Address
Phone number
(262) 650-1030
Established
Firm type
Fiscal year end
# of Employees
102
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,570 |
| AUM (Assets Under Management) | $ 707,976,833 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292Wawautosa, WI 53226TRUST BUT VERIFY
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