Mary Ellen Hancock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Ellen Hancock, CFP®, who also goes by Mary Ellen Hancock, was a registered financial professional .
Mary Ellen is a previously registered financial professional and started their career in finance in 2001. Mary Ellen had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2013 - April 2, 2014
LENOX ADVISORS, INC.
July 21, 2011 - November 30, 2012
BRINTON EATON
July 16, 2003 - December 6, 2006
WELLS FARGO CLEARING SERVICES, LLC
June 26, 2001 - December 6, 2006
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LENOX ADVISORS, INC.
CRD#: 119386 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
