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KS

Kenneth Earl Streetman

CRD# 438299·Registered 1970 - 1988
Previously Registered: Being a previously registered professional could mean that Kenneth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kenneth Earl Streetman, who also goes by Ken Streetman, was a registered financial advisor. Kenneth was a previously registered financial professional and started their career in finance 1970 - 1988. Kenneth had worked at 8 firms and has passed the Series 63, Series 18 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ken Streetman

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

56 years registered in the securities industry

Current & Past Employments

Past

APS FINANCIAL CORPORATIONPast·CRD# 10033
BD
November 23, 1987 - April 4, 1988
WESTCAP SECURITIES, L.P.Past·CRD# 7301
BD
November 7, 1986 - February 2, 1987
SHAP MANAGEMENT GROUP, INC.Past·CRD# 10680
BD
November 8, 1982 - January 4, 1983
HAAS SECURITIES CORPORATIONPast·CRD# 2104
BD
March 19, 1981 - August 3, 1981
WESTCAP SECURITIES, L.P.Past·CRD# 7301
BD
February 17, 1978 - May 6, 1979
JESUP & LAMONT SECURITIES CO., INC.Past·CRD# 6736
BD
October 24, 1977 - February 11, 1978
WESTCAP SECURITIES, L.P.Past·CRD# 7301
BD
November 30, 1976 - September 22, 1977
HIBBARD & O'CONNOR SECURITIES, INC.Past·CRD# 6420
BD
March 1, 1973 - July 4, 1974
HIBBARD, O'CONNOR & WEEKS, INC.Past·CRD# 5906
BD
August 30, 1971 - April 30, 1974
EQUITY FUNDING SECURITIES CORPORATIONPast·CRD# 1000001
BD
April 28, 1970 - February 15, 1971

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Current Firm

AF
APS FINANCIAL CORPORATION

APS FINANCIAL CORPORATION | HOLT, OLINGER & CO., INC. | APS SECURITIES CORPORATION

CRD#: 10033 / SEC#: 8-26088
BD
Terminated by SEC on 12/11/2010

Contact Information

Established

Colorado since 04/01/1981

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
APS INVESTMENT SERVICESOWNER/SHAREHOLDER—
MARC ZIMMERMANNSECRETARY, TREASURER, DIRECTOR—
TIMOTHY LAFREYDIRECTOR—

Disclosures

Regulatory Event

13

Civil Event

1

Arbitration

5

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1986About the Series 63 exam

Series 18 — Securities Industry Rules and Regulations Examination

Passed Oct 1986

Series 00 — General Securities Principal Examination

Passed Apr 1970

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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