Kenneth E. Streetman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Earl Streetman, who also goes by Ken Streetman, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1970. Kenneth had worked at 8 firms and has passed the Series 63, Series 18 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 1987 - April 4, 1988
APS FINANCIAL CORPORATION
November 7, 1986 - February 2, 1987
WESTCAP SECURITIES, L.P.
November 8, 1982 - January 4, 1983
SHAP MANAGEMENT GROUP, INC.
March 19, 1981 - August 3, 1981
HAAS SECURITIES CORPORATION
February 17, 1978 - May 6, 1979
WESTCAP SECURITIES, L.P.
October 24, 1977 - February 11, 1978
JESUP & LAMONT SECURITIES CO., INC.
November 30, 1976 - September 22, 1977
WESTCAP SECURITIES, L.P.
March 1, 1973 - July 4, 1974
HIBBARD & O'CONNOR SECURITIES, INC.
August 30, 1971 - April 30, 1974
HIBBARD, O'CONNOR & WEEKS, INC.
April 28, 1970 - February 15, 1971
EQUITY FUNDING SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 18
Date: 10/18/1986
Securities Industry Rules and Regulations ExaminationSeries 00
Date: 4/15/1970
General Securities Principal ExaminationCurrent Firm
APS FINANCIAL CORPORATION
CRD#: 10033 / SEC#: , 8-26088
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Civil Event | 1 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
