TB
Tara L. Budlong
STRATEGICPOINT INVESTMENT ADVISORS LLC
Providence, RI 02903-1004
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CRD#: 4382596
TB
Professional summary
Tara L. Budlong is a registered financial advisor currently at STRATEGICPOINT INVESTMENT ADVISORS LLC located in Providence, Rhode Island.
Tara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Tara has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Tara Budlong has been a licensed insurance agent in an investment-related business located in Providence, RI, since May 2012. She sells annuities, life insurance, and various other insurance products and spends approximately 0-5 hours per month on this business. The name of the other business: Door Dash The business is not investment-related. The address of the other business: 13 Ellis Street, Seekonk, MA 02771 United States. The nature of the other business: Food Delivery. Position, title, or relationship: Delivery Driver. The start date of your relationship: 2/5/2025. The approximate number of hours/month you devote to the other business: 20 hours per month. The number of hours you devote to the other business during securities trading hours: zero. Briefly describe your duties relating to the other business: Delivery of food during night time hours.
CRS (Client Relationship Summary) - RIA
Click below to view Tara L. Budlong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 30, 2015 - Present
STRATEGICPOINT INVESTMENT ADVISORS LLC
Office #1: 294 West Exchange Street, Providence, RI 02903-1004RIA
CRD#: 124636
Providence, RI
Past
July 26, 2010 - August 31, 2011
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
BD
CRD#: 840
BOSTON, MA
Past
March 4, 2002 - June 2, 2006
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STRATEGICPOINT INVESTMENT ADVISORS LLC
STRATEGIC POINT INVESTMENT ADVISORS LLC | STRATEGICPOINT INVESTMENT ADVISORS LLC
CRD#: 124636 / SEC#: 801-61711
RIA
Registered Investment Advisory firm - (12/31/2002 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Rhode Island(4/30/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
SI
STRATEGICPOINT INVESTMENT ADVISORS LLC
STRATEGIC POINT INVESTMENT ADVISORS LLC | STRATEGICPOINT INVESTMENT ADVISORS LLC
CRD#: 124636 / SEC#: 801-61711
RIA
Registered Investment Advisory firm - (12/31/2002 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
294 West Exchange Street, Providence, RI 02903-1004
Mailing Address
Phone number
(401) 273-1500
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,963 |
| AUM (Assets Under Management) | $ 806,366,242 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/26/2024 | ||
| 10/25/2023 | ||
| 11/21/2022 |
Red Flags
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Company Information
STRATEGICPOINT INVESTMENT ADVISORS LLC
CRD#: 124636Providence, RI 02903-1004TRUST BUT VERIFY
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