Donald J. Moulton

MOULTON WEALTH MANAGEMENT,

SPOKANE VALLEY, WA 99216

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CRD#: 4382397

Professional summary

Donald Joseph Moulton, CFP® is a registered financial advisor currently at MOULTON WEALTH MANAGEMENT, INC located in Spokane Valley, Washington.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Donald has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) RTPS INCOME TAX PREPARATION, INC.; INVESTMENT RELATED; START 01/2008; 5% OWNER/TAX PREPARATIONS; SPOKANE, WA; 5 HOURS A MONTH; NONE DURING SECURITIES TRADING 2) Donald Moulton, Sole Proprietor; Fixed Insurance sales; Insurance Agent; started 03/2003. 3) MOULTON LAW OFFICE, REVIEW ESTATE PLANNING DOCUMENTS, TRUST REVIEW, 1HR/WK,

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Joseph Moulton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

August 12, 2019 - Present

MOULTON WEALTH MANAGEMENT, INC

Office #1: 420 N Evergreen Rd. Suite 100, Spokane Valley, WA 99216

RIA

CRD#: 304598

SPOKANE VALLEY, WA

Past

February 28, 2012 - May 19, 2020

CETERA ADVISORS LLC

RIA

CRD#: 10299

SPOKANE VALLEY, WA

Past

February 28, 2012 - May 19, 2020

CETERA ADVISORS LLC

CRD#: 10299

SPOKANE VALLEY, WA

Past

April 12, 2005 - February 28, 2012

PACIFIC WEST FINANCIAL CONSULTANTS INC

RIA

CRD#: 108728

SPOKANE, WA

Past

April 12, 2005 - February 28, 2012

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

SPOKANE VALLEY, WA

Past

November 27, 2002 - May 6, 2005

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

SPOKANE, WA

Past

November 6, 2002 - May 6, 2005

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

August 15, 2001 - October 30, 2002

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

SPOKANE, WA

Past

April 17, 2001 - October 30, 2002

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOULTON WEALTH MANAGEMENT, INC

CRD#: 304598 / SEC#: 801-117148

RIA

Registered Investment Advisory firm - (8/12/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(8/12/2019)

IAR

Texas
(8/12/2019)

IAR

Washington
(9/16/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/4/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/16/2001

General Securities Representative Examination

Current Firm

MOULTON WEALTH MANAGEMENT, INC

CRD#: 304598 / SEC#: 801-117148

RIA

Registered Investment Advisory firm - (8/12/2019 Approved)

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Contact information

Main Address

420 N Evergreen Rd. Suite 100, Spokane Valley, WA 99216

Mailing Address

Phone number

(509) 922-3110

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (2/16/2025)

FORM ADV2A (2/16/2025)

Regulatory assets under management

Total Number of Accounts	566
AUM (Assets Under Management)	$ 144,028,737

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Donald J. Moulton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Joseph Moulton's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

PACIFIC WEST FINANCIAL CONSULTANTS INC

PACIFIC WEST SECURITIES, INC.

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MOULTON WEALTH MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/4/2001

SIE

Date: 10/1/2018

Series 7

Date: 4/16/2001

Current Firm

MOULTON WEALTH MANAGEMENT, INC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MOULTON WEALTH MANAGEMENT, INC

TRUST BUT VERIFY

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