Koichi Yube
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Koichi Yube, CFP®, who also goes by Keichi Yube, was a registered financial professional .
Koichi is a previously registered financial professional and started their career in finance in 2002. Koichi had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2006
Experience
February 4, 2019 - January 13, 2021
YUBE WEALTH MANAGEMENT
January 17, 2006 - December 31, 2018
YUBE WEALTH MANAGEMENT
December 5, 2002 - January 26, 2006
VALIC FINANCIAL ADVISORS, INC.
September 20, 2002 - January 26, 2006
VALIC FINANCIAL ADVISORS, INC.
April 12, 2002 - October 4, 2002
WORLD GROUP SECURITIES, INC.
February 6, 2002 - April 12, 2002
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
YUBE WEALTH MANAGEMENT
CRD#: 136933 / SEC#:
Contact information
Red Flags
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