KP
Kevan S. Phillips
WT WEALTH MANAGEMENT
Provo, UT
Some features on this profile are disabled
CRD#: 4382203
KP
Professional summary
Kevan Scott Phillips, who also goes by K Scott Phillips, Scott Phillips, is a registered financial advisor currently at WT WEALTH MANAGEMENT, LLC located in Provo, Utah.
Kevan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Kevan has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
K Scott Phillips | Scott Phillips
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) REGIONAL MANAGING DIRECTOR, NEWCLEUS GROUP, INVESTMENT RELATED, 1435 EAST 950 SOUTH, PROVO, UTAH, 84606, UNITED STATES OF AMERICA, COLI/BOLI, START DATE: 12/1/2012, HOURS PER MONTH: 10, HOURS DURING SECURITIES TRADING HOURS: 10, SOLICITING, SELLING, AND SERVICING BOLI PRODUCTS TO BANKS. 2) RENTAL PROPERTY, NOT INVESTMENT RELATED, OWNER OF ONE RESIDENTIAL TOWNHOME RENTAL UNIT 3) FIXED INSURANCE, INVESTMENT RELATED, FIXED INSURANCE SALES, INSURANCE AGENT
CRS (Client Relationship Summary) - RIA
Click below to view Kevan Scott Phillips's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 13, 2020 - Present
WT WEALTH MANAGEMENT, LLC
RIA
CRD#: 169566
Provo, UT
Past
July 26, 2006 - July 2, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
PROVO, UT
Past
April 8, 2002 - July 2, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
PROVO, UT
Past
May 31, 2001 - February 19, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WT WEALTH MANAGEMENT, LLC
WT WEALTH MANAGEMENT, LLC
CRD#: 169566 / SEC#: 801-112701
RIA
Registered Investment Advisory firm - (3/30/2018 Approved)Arizona
Registered Investment Advisory firm - (12/13/2018 Terminated)California
Registered Investment Advisory firm - (12/27/2018 Terminated)Nevada
Registered Investment Advisory firm - (1/11/2019 Terminated)New York
Registered Investment Advisory firm - (12/13/2018 Terminated)Washington
Registered Investment Advisory firm - (12/20/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(12/11/2020)
IAR
Idaho(12/1/2021)
IAR
Oregon(12/1/2021)
IAR
Utah(7/13/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WW
WT WEALTH MANAGEMENT, LLC
WT WEALTH MANAGEMENT, LLC
CRD#: 169566 / SEC#: 801-112701
RIA
Registered Investment Advisory firm - (3/30/2018 Approved)Arizona
Registered Investment Advisory firm - (12/13/2018 Terminated)California
Registered Investment Advisory firm - (12/27/2018 Terminated)Nevada
Registered Investment Advisory firm - (1/11/2019 Terminated)New York
Registered Investment Advisory firm - (12/13/2018 Terminated)Washington
Registered Investment Advisory firm - (12/20/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
20865 North 90th Place Suite 105, Scottsdale, AZ 85255
Mailing Address
Phone number
(800) 825-0616
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,594 |
| AUM (Assets Under Management) | $ 385,243,993 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
