Paul J. Sullivan

FOGUTH WEALTH MANAGEMENT. | Vice President, Financial Consultant

Okemos, MI 48864

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CRD#: 4382024

Professional summary

Paul James Sullivan, CFP®, who also goes by Paul J. Sullivan, Paul Sullivan, is a registered financial advisor currently at FOGUTH WEALTH MANAGEMENT, LLC. located in Okemos, Michigan.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Paul has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

As a CERTIFIED FINANCIAL PLANNER™, I use Fidelity's resources to help my clients pursue their financial goals, all while addressing growth, income, and protection.  I've been a financial professional for 22 years, and  I look forward to building a plan with you that can help address your goals and needs.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Investment Planning

Retirement Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Paul J. Sullivan | Paul Sullivan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Foguth Financial Group 325 W. Main St., Brighton, MI 48116 Insurance Agency Insurance Agent/ Financial Advisor Independent Contractor 1/16/2024 20 hours per month 20 hours per month during trading hours As an insurance agent, I may recommend certain insurance products to my clients in the course of implementing their financial plans.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul James Sullivan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Education

Walsh College of Accountacy & Bus

Masters of Finance - Finance

2002

MSU

Bachelors of Science - Packaging Engineering

1990

Experience

Current

January 17, 2024 - Present

FOGUTH WEALTH MANAGEMENT, LLC.

Office #1: 3681 Okemos, Rd. Suite 100, Okemos, MI 48864

RIA

CRD#: 327434

Okemos, MI

Past

July 13, 2018 - November 8, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

August 10, 2010 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

NOVI, MI

Past

June 8, 2010 - November 8, 2023

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

NOVI, MI

Past

October 28, 2008 - May 18, 2010

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

STERLING HEIGHTS, MI

Past

January 17, 2008 - August 27, 2008

SECURITIES AMERICA, INC.

CRD#: 10205

WEST BLOOMFIELD, MI

Past

September 29, 2006 - September 18, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

TROY, MI

Past

December 1, 2005 - September 28, 2006

CITIZENS SECURITIES, INC.

CRD#: 39550

ROYAL OAK, MI

Past

April 23, 2002 - December 1, 2005

CHARTER ONE SECURITIES, INC.

CRD#: 13373

CLEVELAND, OH

Past

June 5, 2001 - April 29, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOGUTH WEALTH MANAGEMENT, LLC.

CRD#: 327434 / SEC#: 801-128714

RIA

Registered Investment Advisory firm - (9/12/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(1/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/18/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/4/2001

General Securities Representative Examination

Current Firm

FOGUTH WEALTH MANAGEMENT, LLC.

CRD#: 327434 / SEC#: 801-128714

RIA

Registered Investment Advisory firm - (9/12/2023 Approved)

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Contact information

Main Address

325 W. Main St., Brighton, MI 48116

Mailing Address

Phone number

(810) 522-5650

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FWM ADV PART 2A FIRM BROCHURE (3/25/25) (3/27/2025)

Regulatory assets under management

Total Number of Accounts	3,683
AUM (Assets Under Management)	$ 439,609,115

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Paul J. Sullivan

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul James Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Education

Walsh College of Accountacy & Bus

MSU

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

ALLSTATE FINANCIAL SERVICES, LLC

SECURITIES AMERICA, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

CITIZENS SECURITIES, INC.

CHARTER ONE SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

FOGUTH WEALTH MANAGEMENT, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/18/2001

SIE

Date: 10/1/2018

Series 7

Date: 6/4/2001

Current Firm

FOGUTH WEALTH MANAGEMENT, LLC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOGUTH WEALTH MANAGEMENT, LLC.

TRUST BUT VERIFY

Contact information

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