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FR

Frederick J. Ruopp

CHELSEA MANAGEMENT COMPANY
WOODLAND HILLS, CA 91367
Some features on this profile are disabled
CRD#: 4381740
FR

Professional summary

Frederick John Ruopp JR, who also goes by Frederick John Ruopp, Jr, is a registered financial advisor currently at CHELSEA MANAGEMENT COMPANY located in Woodland Hills, California.

Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Frederick has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Frederick John Ruopp, Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick John Ruopp JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 25, 2016 - Present

CHELSEA MANAGEMENT COMPANY

Office #1: 5855 Topanga Canyon Blvd. Suite 205, Woodland Hills, CA 91367
RIA
CRD#: 110399
WOODLAND HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
CHELSEA MANAGEMENT COMPANY
CHELSEA COUNSEL COMPANY | CHELSEA MANAGEMENT COMPANY

CRD#: 110399 / SEC#: 801-7333

RIA
Registered Investment Advisory firm - (4/3/1971 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/25/2016)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/25/2016
Uniform Investment Adviser Law Examination

Current Firm

CM
CHELSEA MANAGEMENT COMPANY
CHELSEA COUNSEL COMPANY | CHELSEA MANAGEMENT COMPANY

CRD#: 110399 / SEC#: 801-7333

RIA
Registered Investment Advisory firm - (4/3/1971 Approved)
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Contact information

Main Address
5855 Topanga Canyon Blvd. Suite 205, Woodland Hills, CA 91367
Mailing Address
Phone number
(213) 362-9200
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

REVISED CHELSEA MANAGEMENT COMPANY FIRM BROCHURE (6/26/2025)

Regulatory assets under management

Total Number of Accounts223
AUM (Assets Under Management)$ 497,008,301

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHELSEA MANAGEMENT COMPANY

CRD#: 110399Woodland Hills, CA 91367

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