Louis M. Strauss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Milton Strauss was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1990. Louis had worked at 4 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2007 - April 2, 2009
EMMETT A LARKIN COMPANY, INC.
February 19, 1999 - April 11, 2006
EMMETT A LARKIN COMPANY, INC.
July 25, 1997 - December 18, 1997
CENTEX SECURITIES, INCORPORATED
September 20, 1991 - August 20, 1997
CULLUM & SANDOW SECURITIES, INC.
March 26, 1990 - September 26, 1991
ACUMENT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMMETT A LARKIN COMPANY, INC.
CRD#: 6625 / SEC#: , 8-11922
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Arbitration | 14 |
Red Flags
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