Janet L. Ross
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet Lynn Ross, who also goes by Stefani, was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 2001. Janet had worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2013 - July 7, 2017
AMERICAN ASSET ADVISORY, LLC
April 20, 2012 - March 10, 2017
ACCELERATED CAPITAL GROUP
July 26, 2011 - April 23, 2012
NEWPORT COAST SECURITIES, INC.
July 26, 2011 - April 23, 2012
NEWPORT COAST SECURITIES, INC.
July 18, 2008 - January 7, 2010
GREEN STREET TRADING, LLC
April 15, 2008 - January 7, 2010
GREEN STREET TRADING, LLC
June 22, 2006 - January 7, 2010
GSI CAPITAL ADVISORS LLC
May 2, 2006 - June 1, 2006
GREEN STREET TRADING, LLC
May 2, 2006 - June 1, 2006
GREEN STREET TRADING, LLC
October 7, 2003 - May 10, 2006
BROOKSTREET SECURITIES CORPORATION
June 13, 2001 - May 10, 2006
BROOKSTREET SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN ASSET ADVISORY, LLC
CRD#: 168444 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.