Brian D. Deal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Delroy Deal, CFP® was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2001. Brian had worked at 9 firms and has passed the Series 66, Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2010
Experience
April 26, 2022 - July 5, 2023
SEMPER FI WEALTH PARTNERS
January 24, 2020 - April 8, 2022
ALMANACK INVESTMENT PARTNERS
May 11, 2018 - July 26, 2019
ELEVAGE PARTNERS, LLC
September 20, 2016 - March 4, 2017
CARDEN CAPITAL LLC
April 27, 2015 - January 15, 2016
STEVENS FOSTER FINANCIAL ADVISORS
April 8, 2013 - February 2, 2015
BRADWAY FINANCIAL, LLC
February 8, 2012 - April 11, 2012
COMMONWEALTH FINANCIAL NETWORK
February 8, 2011 - April 14, 2011
TUTTLE WEALTH MANAGEMENT, LLC
December 3, 2004 - March 31, 2006
TOWER SQUARE SECURITIES, INC.
April 11, 2001 - December 31, 2002
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEMPER FI WEALTH PARTNERS
CRD#: 318424 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 875,770 |
Red Flags
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