David G. Patterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David George Patterson was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2019. David had worked at 1 firm and has passed the Series 63, Series 82, SIE, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2019 - September 30, 2019
CPOD MARKETS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 4/3/2017
Corporate Securities Limited Representative ExaminationCurrent Firm
CPOD MARKETS LLC
CRD#: 298660 / SEC#: , 8-70200
Contact information
Documents
Direct owners and executive officers
Red Flags
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