Ronald G. Martinez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Gabriel Martinez was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 2001. Ronald had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2010 - March 19, 2018
NORTHSTAR SECURITIES, LLC
October 16, 2006 - August 27, 2010
CHARLES SCHWAB & CO., INC.
October 16, 2006 - August 27, 2010
CHARLES SCHWAB & CO., INC.
August 19, 2005 - October 4, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 19, 2005 - October 4, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 5, 2004 - September 2, 2005
UBS FINANCIAL SERVICES INC.
July 22, 2004 - September 2, 2005
UBS FINANCIAL SERVICES INC.
May 2, 2001 - May 4, 2004
AMERICAN FAMILY SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
NORTHSTAR SECURITIES, LLC
CRD#: 150409 / SEC#: , 8-68254
Contact information
Documents
Red Flags
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