Thomas Scott Hendricks
Professional Summary
Thomas Scott Hendricks, who also goes by Thomas S Hendricks, Tom S Hendricks, is a registered financial advisor currently at FOSTER GROUP, INC. located in Urbandale, Iowa. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Thomas has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas S Hendricks, Tom S Hendricks
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PRINCIPAL SECURITIES, INC.
Videos & Posts
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PRINCIPAL SECURITIES, INC.
Contact Information
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PRINCIPAL SECURITIES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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PRINCIPAL SECURITIES, INC.
Years of Experience
25 years registered in the securities industry
Current & Past Employments
Current
Past
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PRINCIPAL SECURITIES, INC.
Current Firm
FOSTER CAPITAL MANAGEMENT INC | FOSTER GROUP, INC.
Contact Information
Main Address
12421 Meredith Drive Suite 200, Urbandale, IA 50323Phone Number
(515) 226-9000# of Employees
93SEC notice filing (30 States and Territories)
Registered to provide investment advisory services in 30 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
7,346AUM (Assets Under Management)
$4,775,514,804Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/18/2025 | Cover Page | Report |
| 09/16/2024 | Cover Page | Report |
| 01/22/2024 | Cover Page | Report |
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PRINCIPAL SECURITIES, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
FOSTER CAPITAL MANAGEMENT INC | FOSTER GROUP, INC.
State Registrations and Notice Filings
(11/21/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2001About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas Scott Hendricks's CRS (Customer Relationship Summary).
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PRINCIPAL SECURITIES, INC.