Benjamin W. Davis

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CRD#: 4381261

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Benjamin Walter Davis, who also goes by Benjamin W. Davis, Benjamin Walter Davis, was a registered financial professional .

Benjamin is a previously registered financial professional and started their career in finance in 2001. Benjamin had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Aliases

Benjamin W. Davis | Benjamin Walter Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[NHIAA/NHSOA SOCCER OFFICIAL; 215 BOYNTON ST., MANCHESTER, NH 03102; COMPENSATION: FEES; 40 HOURS PER MONTH; NON-INVESTMENT RELATED] [New World Land Rush, LLC; Real Estate investors renting property to hunting, fishing, camping, foresting, and farming entities.; 74 Amherst Rd., Merrimack, NH 03054; Start Date 02/2018; Role/Title: Investor; Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [Rockingham Commons Condominium Association; An organization within a condominium community to oversee the maintenance and management of the common areas of the buildings and grounds, and to establish the accepted behaviors and rules within the complex.; 117 Cluff Crossing, Salem, NH 03079; Start Date 12/2023; Role/Title: Board Member; Investment Related; 2 hours per month; 0 hours per month during securities trading hours; attend monthly meetings for the purpose of decision making for the condominium community] [117 Cluff Crossing 24 LLC; Rental of a residential condominium unit, owned under an LLC.; 117 Cluff Crossing #24, Salem, NH 03079; Start Date 12/2023; Role/Title: Owner; Investment Related; 4 hours per month; 0 hours per month during securities trading hours; Owner, landlord; responsible for all administration of rental agreement and conduit for tenant needs.][Bow, NH Budget Committee; Reviews the annual budget submission of the town Select Board and the School Board, makes adjustments as the committee sees fit, and presents a recommended annual budget for a vote at the annual Town Meeting.; 10 Grandview Road, Bow, NH 03304; Start Date 03/2025; Role/Title: Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; Attend budget committee meetings for both the town and school district for the purpose of reviewing and modifying budget proposals and present the recommended budget to the voters at the annual Town Meeting]

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 6, 2015 - July 31, 2026

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

Bow, NH

Past

February 11, 2015 - July 31, 2026

NYLIFE SECURITIES LLC

CRD#: 5167

BOW, NH

Past

July 12, 2001 - May 14, 2007

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MERRIMACK, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/24/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/25/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/11/2015

General Securities Representative Examination

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (3/3/2026)

EAGLE STRATEGIES DISCLOSURE BROCHURE (3/3/2026)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin W. Davis

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/24/2015

Series 63

Date: 7/25/2001

SIE

Date: 10/1/2018

Series 7

Date: 2/11/2015

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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