John K. Olsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Kristian Olsen, who also goes by John K Olsen, John K Olsen, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2014 - July 30, 2018
CABOT LODGE SECURITIES LLC
March 30, 2011 - April 4, 2012
MJ CAPITAL PARTNERS, LLC
December 20, 2007 - March 27, 2009
BANC OF AMERICA SECURITIES LLC
April 29, 2005 - May 29, 2008
LASALLE FINANCIAL SERVICES, INC.
April 6, 2005 - April 28, 2005
FIRST CITIZENS CAPITAL SECURITIES, LLC
June 13, 2003 - March 21, 2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 20, 2001 - August 26, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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