Diana Edery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Diana Edery was a registered financial professional .
Diana is a previously registered financial professional and started their career in finance in 2001. Diana had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2013 - March 8, 2016
INSIGNEO WEALTH ADVISORS, LLC
March 22, 2013 - May 12, 2015
INSIGNEO SECURITIES, LLC
December 3, 2010 - March 31, 2011
INSIGNEO WEALTH ADVISORS, LLC
October 14, 2010 - March 31, 2011
INSIGNEO SECURITIES, LLC
April 14, 2005 - September 25, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 4, 2004 - September 25, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2001 - April 1, 2004
SANTANDER SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
INSIGNEO WEALTH ADVISORS, LLC
CRD#: 112706 / SEC#: 801-72275
Contact information
Red Flags
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