MA
Mark R. Anderson
NATIONAL INVESTMENT SERVICES OF AMERICA
Milwaukee, WI 53202
Some features on this profile are disabled
CRD#: 4381132
MA
Professional summary
Mark Robert Anderson, who also goes by Mark Anderson, is a registered financial advisor currently at NATIONAL INVESTMENT SERVICES OF AMERICA, LLC located in Milwaukee, Wisconsin.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Mark has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark Anderson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SINCE APRIL 1998, MR. ANDERSON HELD THE POSITION OF COURSE EVALUATOR FOR PORTFOLIO CONCEPTS, A PROVIDER OF PORTFOLIO MANAGEMENT CURRICULUM FOR INVESTMENT ADVISERS, LOCATED IN MILWAUKEE, WISCONSIN. IN THIS ROLE, MR. ANDERSON IS RESPONSIBLE FOR REVIEWING AND COMMENTING ON CANDIDATES FINAL CASE STUDIES. MR. ANDERSON DEVOTES APPROXIMATELY 12 HOURS PER MONTH TO THIS ROLE, NONE OF WHICH IS DURING SECURITIES TRADING HOURS.
Beginning in January 2018, Mr. Anderson serves in a non-paid, volunteer capacity as a non-voting member of the charitable endowment committee of the First Immanuel Lutheran Church endowment. The First Immanuel Lutheran Church is located in Cedarburg, Wisconsin. The First Immanuel Lutheran Church endowment is not a client of NIS, nor does it invest in any private fund advised by NIS. Mr. Anderson generally devotes two hours or less per month to this role, which is primarily during non-securities trading hours. NIS believes Mr. Anderson's role with the endowment does not present a material conflict of interest.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Robert Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2020 - Present
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
Office #1: 777 East Wisconsin Avenue, Suite 2350, Milwaukee, WI 53202RIA
CRD#: 307169
Milwaukee, WI
Past
December 7, 2000 - March 2, 2020
NATIONAL INVESTMENT SERVICES, INC
RIA
CRD#: 111746
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
NATIONAL INVESTMENT SERVICES | NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
CRD#: 307169 / SEC#: 801-118132
RIA
Registered Investment Advisory firm - (2/26/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(3/2/2020)
Exams
Current Firm
NI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
NATIONAL INVESTMENT SERVICES | NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
CRD#: 307169 / SEC#: 801-118132
RIA
Registered Investment Advisory firm - (2/26/2020 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
777 East Wisconsin Avenue, Suite 2350, Milwaukee, WI 53202
Mailing Address
Phone number
(414) 765-1980
Established
Firm type
Fiscal year end
# of Employees
37
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 342 |
| AUM (Assets Under Management) | $ 12,910,404,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
CRD#: 307169Milwaukee, WI 53202TRUST BUT VERIFY
Monitor Mark Anderson
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
