Troy E. Bute
CAPSTONE FINANCIAL ADVISORS | Senior Wealth Adnvisor
DOWNERS GROVE, IL 60515
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CRD#: 4381092
Professional summary
Troy E. Bute, CFP® is a registered financial advisor currently at CAPSTONE FINANCIAL ADVISORS INC located in Downers Grove, Illinois.
Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Troy has worked at 1 firm .
Question & Answer
What are your service offerings?
Trading individual securities
Trust & estate planning
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Troy E. Bute's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
May 2, 2006 - Present
CAPSTONE FINANCIAL ADVISORS INC
Office #1: 2001 Butterfield Road Suite 1750, Downers Grove, IL 60515RIA
CRD#: 109341
DOWNERS GROVE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CAPSTONE FINANCIAL ADVISORS INC
CAPSTONE FINANCIAL ADVISORS INC
CRD#: 109341 / SEC#: 801-56979
RIA
Registered Investment Advisory firm - (11/16/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(5/10/2011)
IAR
Texas(5/2/2006)
Exams
Current Firm
CF
CAPSTONE FINANCIAL ADVISORS INC
CAPSTONE FINANCIAL ADVISORS INC
CRD#: 109341 / SEC#: 801-56979
RIA
Registered Investment Advisory firm - (11/16/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2001 Butterfield Road Suite 1750, Downers Grove, IL 60515
Mailing Address
Phone number
(630) 241-0833
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,008 |
| AUM (Assets Under Management) | $ 2,441,937,272 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/15/2025 | ||
| 01/06/2025 | ||
| 12/19/2023 | ||
| 07/25/2022 |
Red Flags
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Company Information
CAPSTONE FINANCIAL ADVISORS INC
Senior Wealth AdnvisorCRD#: 109341Downers Grove, IL 60515TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
