Michael I. Maguire
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael I. Maguire, CFP® was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2001. Michael had worked at 7 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2003
Experience
March 2, 2021 - November 8, 2021
TRUIST ADVISORY SERVICES, INC.
February 17, 2021 - November 8, 2021
TRUIST INVESTMENT SERVICES, INC.
January 2, 2018 - March 2, 2021
BB&T SECURITIES, LLC
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
January 23, 2013 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
October 15, 2012 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
April 11, 2008 - May 20, 2008
HALEN CAPITAL
March 18, 2008 - May 20, 2008
HALEN CAPITAL
July 2, 2007 - March 4, 2008
JBS LIBERTY SECURITIES, INC.
May 13, 2004 - October 31, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 6, 2004 - October 31, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 9, 2001 - April 15, 2004
TRUIST INVESTMENT SERVICES, INC.
May 9, 2001 - April 15, 2004
TRUIST INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/19/2024
General Securities Representative ExaminationCurrent Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
