George W. Kline
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George William Kline was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2001. George had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2012 - January 14, 2013
ZT WEALTH ADVISORY
October 2, 2012 - October 24, 2012
ZT WEALTH ADVISORY
March 6, 2009 - July 2, 2012
J.P. MORGAN SECURITIES LLC
March 6, 2009 - July 2, 2012
J.P. MORGAN SECURITIES LLC
June 15, 2001 - April 1, 2009
CITIGROUP GLOBAL MARKETS INC.
May 17, 2001 - April 1, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ZT WEALTH ADVISORY
CRD#: 158972 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
