John A. Cento
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Anthony Cento was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1974. John had worked at 3 firms and has passed the F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 1980 - May 15, 2000
DELTEC ASSET MANAGEMENT CORPORATION
December 1, 1978 - September 9, 1980
DELTEC SECURITIES CORPORATION
September 2, 1974 - May 1, 1978
FREDERIC H. HATCH & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 11/9/1978
Financial Principal ExaminationSeries 00
Date: 8/22/1974
General Securities Principal ExaminationCurrent Firm
DELTEC ASSET MANAGEMENT CORPORATION
CRD#: 8438 / SEC#: , 8-24
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE DEPASA CORPORATION | SOLE SHAREHOLDER | |
| ALBERT, STEPHEN JOFFE | MANAGING DIRECTOR | 1808540 |
| ANTICO, LISA ANN | ASSISTANT TREASUER | 1961372 |
| BYRNES, ARTHUR EVERETT | CHAIRMAN OF BOARD, DIRECTOR | 37710 |
| CENTO, JOHN ANTHONY | SR. VP, DIRECTOR, TREASURER | 43808 |
| COLLEARY, JAMES MICHAEL | ASSISTANT TREASURER & ASSISTANT SECRETARY | 707187 |
| GORDON, JOHN ROUSMANIERE | PRESIDENT, CEO, DIRECTOR | 1483496 |
| GRUNDER, LINEN ANN | MANAGING DIRECTOR | 2742659 |
| HOLZER, ARNIM SANCHEZ | MANAGING DIRECTOR | 2443367 |
| OREILLY, ELIZABETH ANN | CORPORATE SECRETARY | |
| VITTI, DENISE GRACE | CONTROLLER | |
| WERLAU, ALAN L | MANAGING DIRECTOR | 2472916 |
| ZUPPELLO, STEPHEN | COO, DIRECTOR, CFO AND MANAGING DIRECTOR | 1310048 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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