CC
Charles B. Carlson
HORIZON INVESTMENT SERVICES.
HAMMOND, IN 46324
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CRD#: 4380765
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Professional summary
Charles Brian Carlson, CFA is a registered financial advisor currently at HORIZON INVESTMENT SERVICES, LLC. located in Hammond, Indiana.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Charles has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Highland Park Equity, LLC - investment related - 3026 Woodbridge Lane, Canton, GA, 30114 - Investment Holding Co - Member - April 2019 Hrs/Mo: 0 - Hrs SEC trading: 0 - Investor
CRS (Client Relationship Summary) - RIA
Click below to view Charles Brian Carlson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 6, 2001 - Present
HORIZON INVESTMENT SERVICES, LLC.
Office #1: 7412 Calumet Avenue, Hammond, IN 46324RIA
CRD#: 110642
HAMMOND, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HORIZON INVESTMENT SERVICES, LLC.
HORIZON INVESTMENT SERVICES, LLC.
CRD#: 110642 / SEC#: 801-63047
RIA
Registered Investment Advisory firm - (4/8/2004 Approved)Indiana
Registered Investment Advisory firm - (4/26/2004 Terminated)Texas
Registered Investment Advisory firm - (3/10/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(7/6/2001)
IAR
Texas(5/1/2003)
Exams
Current Firm
HI
HORIZON INVESTMENT SERVICES, LLC.
HORIZON INVESTMENT SERVICES, LLC.
CRD#: 110642 / SEC#: 801-63047
RIA
Registered Investment Advisory firm - (4/8/2004 Approved)Indiana
Registered Investment Advisory firm - (4/26/2004 Terminated)Texas
Registered Investment Advisory firm - (3/10/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7412 Calumet Ave, Hammond, IN 46324-2692
Mailing Address
Phone number
(219) 852-3215
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 567 |
| AUM (Assets Under Management) | $ 316,033,135 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORIZON INVESTMENT SERVICES, LLC.
CRD#: 110642Hammond, IN 46324TRUST BUT VERIFY
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