John E. Colley
Professional summary
John Earl Colley is a registered financial advisor currently at COLLEY ASSET MANAGEMENT, INC. located in Saratoga Springs, New York.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. John has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Earl Colley's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2022 - Present
COLLEY ASSET MANAGEMENT, INC.
Office #1: 358 Broadway Suite 204, Saratoga Springs, NY 12866Primary Firm SEC Registration
COLLEY ASSET MANAGEMENT, INC.
CRD#: 111837 / SEC#: 801-48611
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/9/2022)
Current Firm
COLLEY ASSET MANAGEMENT, INC.
CRD#: 111837 / SEC#: 801-48611
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 411 |
| AUM (Assets Under Management) | $ 353,642,242 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2023 | ||
| 12/20/2022 |
Red Flags
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