Donald L. Koch

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CRD#: 4380318

Professional summary

Donald L. Koch was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Donald is a previously registered financial advisor and started their career in finance in 2003. Prior to being barred, Donald had worked at 1 firm, which includes KOCH ASSET MANAGEMENT.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 21, 2003 - October 14, 2011

KOCH ASSET MANAGEMENT

RIA

CRD#: 106429

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

KOCH ASSET MANAGEMENT

KOCH ASSET MANAGEMENT | KOCH ASSET MANAGEMENT LLC

CRD#: 106429 / SEC#: 801-42331

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Contact information

Main Address

St Louis, MO

Mailing Address

Phone number

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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