Paul T. Westervelt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Taulman Westervelt III, who also goes by Paul Talman Westervelt, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2001. Paul had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2011 - January 10, 2018
IBERIA CAPITAL PARTNERS L.L.C.
December 1, 2009 - October 10, 2011
MADISON WILLIAMS AND COMPANY
October 15, 2008 - February 11, 2010
SANDERS MORRIS LLC
October 18, 2005 - November 3, 2008
COKER & PALMER
May 14, 2003 - September 12, 2005
STERNE, AGEE & LEACH, INC.
November 21, 2002 - April 10, 2003
BAYOU SECURITIES, LLC
May 22, 2001 - November 6, 2002
JOHNSON RICE & COMPANY L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/15/2002
Limited Representative-Equity Trader ExamCurrent Firm
IBERIA CAPITAL PARTNERS L.L.C.
CRD#: 152766 / SEC#: , 8-68477
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HORIZON NATIONAL CORPORATION | MEMBER | |
| BYRD, DARYL GLYNN | DIRECTOR | 5761573 |
| LAKEY, MARY THIEL | CHIEF OPERATIONS OFFICER/CCO | 5842843 |
| PARKER, JEFFERSON GLENNY | DIRECTOR/CEO/CFO | 835439 |
| PELLETIER, MICHAEL DAVID | DIRECTOR | 5761585 |
| RESTEL, ANTHONY JOSEPH | DIRECTOR | 5762931 |
| WORLEY, CLIFTON M | DIRECTOR/PRESIDENT | 5246893 |
Red Flags
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