Jarret D. Blum

OXFORD FINANCIAL GROUP, LTD

CHICAGO, IL 60611

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CRD#: 4380142

Professional summary

Jarret D. Blum, who also goes by Jarret D Blum, Jarret Damien Blum, Jarret Blum, is a registered financial advisor currently at OXFORD FINANCIAL GROUP, LTD located in Chicago, Illinois.

Jarret is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jarret has worked at 6 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jarret D Blum | Jarret Damien Blum | Jarret Blum

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jarret D. Blum's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2024 - Present

OXFORD FINANCIAL GROUP, LTD

Office #1: 980 North Michigan Avenue Suite 1800, Chicago, IL 60611

RIA

CRD#: 105303

CHICAGO, IL

Past

August 17, 2021 - March 30, 2024

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Chicago, IL

Past

August 17, 2021 - March 30, 2024

J.P. MORGAN SECURITIES LLC

CRD#: 79

Chicago, IL

Past

November 15, 2016 - July 21, 2021

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Chicago, IL

Past

November 15, 2016 - July 21, 2021

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Chicago, IL

Past

June 1, 2009 - October 28, 2016

MORGAN STANLEY

RIA

CRD#: 149777

SOUTH JORDAN, UT

Past

June 1, 2009 - October 28, 2016

MORGAN STANLEY

CRD#: 149777

SOUTH JORDAN, UT

Past

September 2, 2005 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MCLEAN, VA

Past

September 2, 2005 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MCLEAN, VA

Past

February 19, 2002 - September 8, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ALEXANDRIA, VA

Past

July 24, 2001 - September 8, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OXFORD FINANCIAL GROUP, LTD

CRD#: 105303 / SEC#: 801-20692

RIA

Registered Investment Advisory firm - (2/7/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/26/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/16/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/23/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 11/21/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/28/2003

General Securities Sales Supervisor - Options Module Examination

Current Firm

OXFORD FINANCIAL GROUP, LTD

CRD#: 105303 / SEC#: 801-20692

RIA

Registered Investment Advisory firm - (2/7/1984 Approved)

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Contact information

Main Address

11711 North Meridian Street Suite 600, Carmel, IN 46032

Mailing Address

P. O. Box 80238, Indianapolis, IN 46280-0238

Phone number

(317) 843-5678

Established

Firm type

Fiscal year end

# of Employees

154

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OXFORD FINANCIAL GROUP LTD. FORM ADV PART 2A JUNE 2025 (6/25/2025)

Regulatory assets under management

Total Number of Accounts	6,467
AUM (Assets Under Management)	$ 19,650,381,670

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/16/2025	Cover Page	Report
03/28/2025	Cover Page	Report
03/15/2024	Cover Page	Report
03/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jarret D. Blum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jarret D. Blum's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

OXFORD FINANCIAL GROUP, LTD

State Registrations and Notice Filings

Exams

Series 66

Date: 9/26/2001

SIE

Date: 10/1/2018

Series 31

Date: 11/16/2001

Series 7

Date: 7/23/2001

Series 10

Date: 11/21/2003

Series 9

Date: 8/28/2003

Current Firm

OXFORD FINANCIAL GROUP, LTD

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

OXFORD FINANCIAL GROUP, LTD

TRUST BUT VERIFY

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