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AC

Arthur P. Chamian

BRATTLE ADVISORS LLC
BOSTON, MA 02109
Some features on this profile are disabled
CRD#: 4380138
AC

Professional summary


Arthur Phillip Chamian JR is a registered financial professional currently at BRATTLE ADVISORS LLC located in Boston, Massachusetts.

Arthur is registered as a RR (Registered Representative) and started their career in finance in 2001. Arthur has worked at 5 firms and has passed the Series 63, Series 99TO, Series 62, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Arthur Phillip Chamian JR's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 4, 2011 - Present

BRATTLE ADVISORS LLC

Office #1: 53 State Street, Suite 500, Boston, MA 02109Office #2: 53 State Streeet, Suite 500, Boston, MA 02109
BD
CRD#: 153875
BOSTON, MA
Past

September 22, 2009 - March 29, 2011

JERA SECURITIES, INC.

BD
CRD#: 44499
LOS ANGELES, CA
Past

May 22, 2008 - July 29, 2009

CITY NATIONAL SECURITIES, INC.

BD
CRD#: 103705
LOS ANGELES, CA
Past

July 3, 2006 - May 18, 2009

INDEPENDENCE INVESTMENTS LLC

RIA
CRD#: 140621
BOSTON, MA
Past

June 14, 2004 - May 31, 2006

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA
Past

May 7, 2001 - March 9, 2004

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/20/2019)
RR
Connecticut
(10/6/2014)
RR
Florida
(8/29/2011)
RR
Illinois
(6/16/2020)
RR
Massachusetts
(4/6/2011)
RR
Ohio
(9/9/2019)
RR
Virginia
(6/17/2011)

Exams


State Security Law Exam
RR
Series 63
Date: 11/21/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BA
BRATTLE ADVISORS LLC
BRATTLE ADVISORS LLC | GREENSIDE CAPITAL LLC

CRD#: 153875 / SEC#: , 8-68585

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
53 State Streeet, Suite 500, Boston, MA 02109
Mailing Address
53 State Streeet, Suite 500, Boston, MA 02109
Phone number
(617) 391-3595
Established
Delaware since 07/30/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
CHAMIAN, ARTHUR PHILLIP JRMEMBER, MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER, EXECUTIVE REPRESENTATIVE4380138
CAMISA, KATHLEEN NMNFINOP/CFO3239619

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BRATTLE ADVISORS LLC

CRD#: 153875Boston, MA 02109

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