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Arthur Phillip Chamian Jr

BRATTLE ADVISORS
BOSTON, MA
·CRD# 4380138·25 years experience

Professional Summary

Arthur Phillip Chamian JR is a registered financial advisor currently at BRATTLE ADVISORS LLC located in Boston, Massachusetts. Arthur is registered as a RR (Registered Representative) and started their career in finance in 2001. Arthur has worked at 5 firms and has passed the Series 63, Series 99TO, Series 62, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

BRATTLE ADVISORS LLC·CRD# 153875
BD
1. 53 State Streeet, Suite 500, Boston, MA 021092. 53 State Street, Suite 500, Boston, MA 02109
April 4, 2011 - Present
JERA SECURITIES, INC.·CRD# 44499
BD
Los Angeles, CA
September 22, 2009 - March 29, 2011
RBC SECURITIES, INC·CRD# 103705
BD
Los Angeles, CA
May 22, 2008 - July 29, 2009
INDEPENDENCE INVESTMENTS LLC·CRD# 140621
RIA
Boston, MA
July 3, 2006 - May 18, 2009
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Boston, MA
June 14, 2004 - May 31, 2006
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Boston, MA
May 7, 2001 - March 9, 2004

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Current Firm

BA
BRATTLE ADVISORS LLC

BRATTLE ADVISORS LLC | GREENSIDE CAPITAL LLC

CRD#: 153875 / SEC#: 8-68585
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

53 State Streeet, Suite 500, Boston, MA 02109

Mailing Address

53 State Streeet, Suite 500, Boston, MA 02109

Phone Number

(617) 391-3595

Established

Delaware since 07/30/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CHAMIAN, ARTHUR PHILLIP JRMEMBER, MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER, EXECUTIVE REPRESENTATIVE4380138
CAMISA, KATHLEEN NMNFINOP/CFO3239619

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(6/20/2019)
RR
Connecticut
(10/6/2014)
RR
Florida
(8/29/2011)
RR
Illinois
(6/16/2020)
RR
Massachusetts
(4/6/2011)
RR
Ohio
(9/9/2019)
RR
Virginia
(6/17/2011)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2008About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jan 2023

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2001About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Dec 2010About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Arthur Phillip Chamian JR's CRS (Customer Relationship Summary).

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