Rosalie Dinapoli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rosalie Dinapoli, who also goes by Rosalie Digiorgio, Rosalie Santorelli, was a registered financial professional .
Rosalie is a previously registered financial professional and started their career in finance in 2006. Rosalie had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2006 - March 14, 2013
LOWELL BLAKE & ASSOCIATES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Current Firm
LOWELL BLAKE & ASSOCIATES INC.
CRD#: 105127 / SEC#: 801-9892
Contact information
Regulatory assets under management
| Total Number of Accounts | 432 |
| AUM (Assets Under Management) | $ 596,558,143 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
