Peter E. Simmons

PEDDOCK CAPITAL ADVISORS

Braintree, MA 02184

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CRD#: 4379811

Professional summary

Peter Ernest Simmons is a registered financial advisor currently at PEDDOCK CAPITAL ADVISORS, LLC located in Braintree, Massachusetts.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Peter has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Ernest Simmons's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2008 - Present

PEDDOCK CAPITAL ADVISORS, LLC

Office #1: 50 Braintree Hill Office Park Suite 207, Braintree, MA 02184

RIA

CRD#: 148216

Braintree, MA

Past

March 30, 2002 - June 29, 2007

BINGHAM LEGG ADVISERS LLC

RIA

CRD#: 109637

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEDDOCK CAPITAL ADVISORS, LLC

CRD#: 148216 / SEC#: 801-69611

RIA

Registered Investment Advisory firm - (10/8/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/28/2008)

IAR

Texas
(3/19/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/27/2002

Uniform Investment Adviser Law Examination

Current Firm

PEDDOCK CAPITAL ADVISORS, LLC

CRD#: 148216 / SEC#: 801-69611

RIA

Registered Investment Advisory firm - (10/8/2008 Approved)

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Contact information

Main Address

50 Braintree Hill Office Park Suite 207, Braintree, MA 02184

Mailing Address

Phone number

(781) 848-0288

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PEDDOCK CAPITAL ADVISORS, LLC DISCLOSURE BROCHURE (7/25/2025)

Regulatory assets under management

Total Number of Accounts	461
AUM (Assets Under Management)	$ 731,548,995

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2024	Cover Page	Report
12/21/2023	Cover Page	Report
11/01/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter E. Simmons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Ernest Simmons's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEDDOCK CAPITAL ADVISORS, LLC

BINGHAM LEGG ADVISERS LLC

Primary Firm SEC Registration

PEDDOCK CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/27/2002

Current Firm

PEDDOCK CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PEDDOCK CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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