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RB

Richard H. Bregman

MJB ASSET MANAGEMENT LLC
NEW YORK, NY 10019
Some features on this profile are disabled
CRD#: 4379488
RB

Professional summary

Richard Henry Bregman, CFA is a registered financial advisor currently at MJB ASSET MANAGEMENT LLC located in New York, New York.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Richard has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Henry Bregman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

December 13, 2021 - Present

MJB ASSET MANAGEMENT LLC

Office #1: 1330 6th Avenue Suite 23a, New York, NY 10019
RIA
CRD#: 109940
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MJB ASSET MANAGEMENT LLC
MJB ASSET MANAGEMENT LLC

CRD#: 109940 / SEC#: 801-56653

RIA
Registered Investment Advisory firm - (7/7/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(12/13/2021)

Exams

Current Firm

MA
MJB ASSET MANAGEMENT LLC
MJB ASSET MANAGEMENT LLC

CRD#: 109940 / SEC#: 801-56653

RIA
Registered Investment Advisory firm - (7/7/1999 Approved)
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Contact information

Main Address
1330 6th Avenue Suite 23a, New York, NY 10019
Mailing Address
667 Madison Avenue Floor 5, New York, NY 10065
Phone number
(212) 333-3733
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MJB ASSET MANAGEMENT - FORM ADV PART 2A - MARCH 21.2025 (3/23/2025)

Regulatory assets under management

Total Number of Accounts276
AUM (Assets Under Management)$ 131,769,405

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MJB ASSET MANAGEMENT LLC

CRD#: 109940New York, NY 10019

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