Peter W. Vogel

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CRD#: 4379474

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Wolfgang Vogel was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 1997. Peter had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 8, 1997 - December 31, 2017

GKV CAPITAL MANAGEMENT CO INC

RIA

CRD#: 108767

WESTLAKE VILLAGE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GKV CAPITAL MANAGEMENT CO INC

CRD#: 108767 / SEC#: 801-11341

RIA

Registered Investment Advisory firm - (3/12/1976 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

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Exams

Current Firm

GKV CAPITAL MANAGEMENT CO INC

CRD#: 108767 / SEC#: 801-11341

RIA

Registered Investment Advisory firm - (3/12/1976 Approved)

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Contact information

Main Address

1350 Treat Blvd Suite 260, Walnut Creek, CA 94597

Mailing Address

Phone number

(925) 627-8680

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GKV ADV (2/26/2025)

Regulatory assets under management

Total Number of Accounts	383
AUM (Assets Under Management)	$ 317,176,594

Red Flags

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Peter W. Vogel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GKV CAPITAL MANAGEMENT CO INC

Primary Firm SEC Registration

GKV CAPITAL MANAGEMENT CO INC

State Registrations and Notice Filings

Exams

Current Firm

GKV CAPITAL MANAGEMENT CO INC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GKV CAPITAL MANAGEMENT CO INC

TRUST BUT VERIFY

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